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Our Foundation Is Compliance Excellence

Each one of our stakeholders – from shareholders to employees — are committed to these principles, namely: integrity, skill, care & diligence, management & control, financial prudence, and market conduct. We also strive to act in the best interests of our clients in all that we do. Excellence in compliance ensures that the foundations for business growth are both viable and robust, for everyone involved.

Our Compliance Team

Our Compliance team works to effectively identify, mitigate and manage compliance and business risks. As the gatekeepers of our compliance principles in practice, they work hard to actively promote adherence to all regulatory controls. They always go the extra mile to ensure that our employees have a pragmatic understanding of the critical importance of compliance as it relates to their roles.

Our Policies & Procedures

It’s vital that we have systems in place to reduce the likelihood of compliance breaches, control their severity, and undertake the necessary actions in the event that something does occur. You can read an overview of these systems below:

Principles for Business

Our Principles for Business Policy is a code of conduct by which all of our employees are measured. This system allows us to effectively identify non-compliance with our principles (e.g. lack of integrity, care, or diligence) with a view to getting ahead of problems before they occur and to provide opportunities for training and development.

Whistleblowing

No stakeholder should be scared to blow the whistle. That’s why in our Whistleblower Policy, we give all stakeholders protection from detriment or dismissal in connection to the reporting of illegal or immoral practices in the workplace. This policy helps to prevent bribery, corruption and tax evasion, allowing us to maintain the highest standards of honesty, integrity and accountability.

Protection of Privacy & Data

Exposure of personal and/or private data is one of the most critical things we safeguard against at Mekong Re. We have a formal, documented procedure to nullify the associated risks, and assume the role of its custodian with the utmost seriousness. We maintain strict systems and controls — gated behind levels of access — to ensure the absolute protection of the data you entrust to us.

Preventing Financial Crime & Sanctions Screening

As part of our due diligence process, and in order to prevent financial crime, we implement strict controls when assessing and appointing new business partners and clients. Our formal Anti-Money Laundering Policy — in tandem with Sanctions Checks on prospective stakeholders — ensures that we foster new relationships with the appropriate rigour, drastically reducing the chances that a financial crime-related breach will occur.

Compliance Questions, Complaints or Issues

If you have a question about our compliance procedures, think they could perform better, or if you have a specific issue you would like to flag with Mekong Re, you can contact us via our contact page.

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Careers

Working at Mekong Re is fast and dynamic. It’s diverse and inclusive, and provides a world of possibility for advancement and innovation — all while helping people to look after the things they care about the most.